Being independent doesn't mean being alone
You need a lot more than just a great web portal to effectively service your clients. We pride ourselves on staying connected and accessible, whether through our highly experienced trade desk and back office, or our dedicated relationship management team.
Network and Non-network
Unit Investment Trusts (UITs)
Certificates of Deposit
Mortgage Backed Securities
You are never more than a few seconds away from knowledgeable professional support including:
- Transition Support: We’re committed to making your transition a smooth and seamless one.
- Relationship Management: Keeping clients informed, educated, and up to date makes managing your client relationship that much easier.
- Experienced Trade Desk and Back Office Support: We’ve applied our 50+ years experience in floor and electronic trading and back-office support to create a first-rate customer experience.
- Order Execution: Whether it’s a stock, mutual fund, bond, ETF, or a complex multi-leg option order we know how to get the trade done.